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Fiduciary, Independent, Fee Only Financial Advisors

UAK Diversified Wealth Advisors
763-355-2337

UAK Diversified Wealth Advisors 763-355-2337UAK Diversified Wealth Advisors 763-355-2337UAK Diversified Wealth Advisors 763-355-2337

UAK Diversified Wealth Advisors
763-355-2337

UAK Diversified Wealth Advisors 763-355-2337UAK Diversified Wealth Advisors 763-355-2337UAK Diversified Wealth Advisors 763-355-2337
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    • Home
    • Meet Us
      • Financial Advisors
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      • Contact
      • Fiduciary Fee
      • Locations
      • Blogs
    • Services
      • Investment Management
      • Retirement Planning
      • Insurance Planning
      • Trust Fund

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Financial Planner in Rochester, MN

Comprehensive Financial Planning

Comprehensive Financial Planning

Comprehensive Financial Planning

We help clients simplify the complex topics of tax, estate, charitable giving, education and college funding, social security optimization, pension plan interpretations and choices, cash flow analysis, and gifting. We help our clients formulate a clear vision for their finances. 

Investment Management Strategy

Comprehensive Financial Planning

Comprehensive Financial Planning

We help our clients with investment management considering retirement income distribution needs, coordinating other investment assets (real estate, business, and pension) to optimize long-term stability and growth, and tax efficient strategies to optimize wealth accumulation. 

Specialized Financial Advice

Comprehensive Financial Planning

Specialized Financial Advice

We help our clients develop sound financial plans for unique and infrequent situations, such as wealth transfer, use of trusts, real estate transactions, education, business, concentrated stock based rewards, sudden wealth via inheritance or windfall, sales of business, and estate tax issues.

Risk Management

Regular Communication

Specialized Financial Advice

We discuss with our clients how to use insurance products to address long term care and estate planning needs. We may coordinate with local insurance brokers to further assist with our clients' needs.

Personal Attention

Regular Communication

Regular Communication

Our financial advisors spend extra time to help clients understand their financial plan. We are fiduciary financial advisors who take pride in helping clients make better decisions.   

Regular Communication

Regular Communication

Regular Communication

Our financial advisors reach out to clients regularly not only to just say "hi", but also to provide investment updates as well as to see if there have been any changes in the clients' lives.

ABOUT OUR TEAM

Estate & Insurance & TAX PLANNING

financial planner Rochester, MN financial advisor Rochester, MN).

Sarah Kang, Certified Financial Planner (TM)

Sarah is responsible for client relationships. She has passed all of the education and exam requirements of Certified Financial Planner designation. She has a Masters Degree from Indiana University Bloomington and is a Member of Financial Planning Association of MN. Her industry experiences include estate planning, tax strategy, special needs planning, and insurance strategy review.


Sarah is a concert pianist and is a frequent performer for local piano recitals or special events.  She is a certified financial planner serving Saint Paul, Minneapolis, Rochester, and near Twin City areas and where otherwise legally permitted. Please Email me with inquiries.  

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Retirement Income & Core Investment Portfolio Management

Korean financial advisor near Minneapolis, MN. Korean Investment Advisor Management

Ujae Kang, CFA, CAIA, ASA, MAAA

Ujae is the portfolio manager and chief compliance officer. He has been involved in managing clients' and former employers' investment portfolios over 10  years. He is a charter holder of Chartered Financial Analyst and Chartered Alternative Investment Analyst designations.  He is also an Associate of the Society of Actuaries, and a Member of American Academy of Actuaries.  He holds a Bachelors of Business Administration, Accounting & Finance, from Indiana University Bloomington. He holds a Master of Financial Mathematics from the University of Minnesota's  School of Mathematics.


Both insurance companies and government regulators rely on actuaries to project cash flows from investments and liabilities of pension funds, insurance companies, financial institutes, and more. Ujae will bring that same knowledge and experiences to you in your financial planning. His experience comes from a decade of working experience advising the enterprise level investment portfolio, cash flow, and debt portfolio of one of the latest insurance companies in the US.   


Ujae's wife is Sarah and they have four boys.

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BUSINESS STRATEGY AND DEVELOPMENT (aDVISORY bOARD)

James "Jim" Mahnke, CTA, CPO

Jim provides market insight and business development strategies. Jim is Chief Investment Officer and Portfolio Manager of Gamma Investment Management.* His notable past experience includes: 


  • Shield Plus Chief Investment Strategist & Portfolio Manager — A number one Barclay Institutional Report ranking for Option-Based Strategies. 
  • SVP at ING/ReliaStar Corporation (now Voya Financial) — Lipper top-third mutual fund ranking for US Government Fixed-Income. 
  • VP at Alliance Capital Management in Minneapolis & New York (now AllianceBernstein) — Russell top quartile performance for US Broad Fixed-Income. 
  • SVP & Portfolio Manager at Security Bank & Trust — Achieved an equivalent Morningstar top quartile ranking for 60/40 Balanced. 
  • Related Experience — Alternative Asset Committee & Asset/Liability Management Committees for $14B of marketable bonds at ING/ReliaStar and ING/ReliaStar Bank as well as third-party banks. 

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Our Support Teams and Partners

Investment Portfolio Operations & Support

Complex & Unique Financial Planning Support

Complex & Unique Financial Planning Support

Financial Advisors Serving Minneapolis, Saint Paul, and Twin Cities, MN

Charles Schwab & Co.  Dedicated Service Team: UAK Diversified LLC has selected Charles Schwab & Co., Inc. as primary custodian for our clients’ accounts.

Charles Schwab & Co, Inc. (“Schwab”) has more than 20 years of experience serving independent advisors. Schwab was a pioneer in the business of exclusively serving independent, fee-based investment advisors and their clients.

Complex & Unique Financial Planning Support

Complex & Unique Financial Planning Support

Complex & Unique Financial Planning Support

Financial Advisors Serving Minneapolis, Saint Paul, and Twin Cities, MN

MoneyGuidePro: MoneyGuidePro provides support to UAK Diversified in developing advanced financial planning.  It is staffed with experienced Certified Financial Planners and other professionals to help us provide a team approach in financial planning and reviews.  

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Insurance Protection & Risk Management

Insurance Protection & Risk Management

Insurance Protection & Risk Management

Financial Advisors Serving Minneapolis, Saint Paul, and Twin Cities, MN

CBS Brokerage: Shakopee, MN based CBS Brokerage is a leading insurance brokerage company. With senior management boasting 50 years of experience, the firm is able to provide invaluable industry knowledge pertaining to life, annuities, LTC and secondary products. UAK Diversified seeks help from CBS Brokerage when its valued clients have insurance protection needs. CBS Brokerage is chosen for its access to the insurance industry’s most respected carriers and its exceptional services.   

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Firm Compliance and Regulation

Insurance Protection & Risk Management

Insurance Protection & Risk Management

Financial Advisors Serving Minneapolis, Saint Paul, and Twin Cities, MN

A 3rd party unaffiliated compliance firm: A national 3rd party RIA compliance vendor (RIA stands for Registered Investment Advisor) helps UAK Diversified with best practices in compliance. It provides state and Securities and Exchange Commission (SEC) registration services as well as compliance solutions that enable RIAs to operate in good standing. 

Mission: To develop strategies to build legacy and wealth so that a bigger impact is made with every passing decade and generation.


Vision: To foster more harmonious relationships in families as they build enduring success and wealth


Values: Highest standards for our clients’ children and ours.  Treat our clients as if we were members of their family

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Recognitions

Our Firm's Professional Designations & Affiliations

National Registered Financial Advisor (NAPFA) Minneapolis, Saint Paul, and Twin Cities, MN
Certified Financial Planner. Minneapolis, Saint Paul, and Twin Cities, MN
CFA, Chartered Financial Analyst. Minneapolis, Saint Paul, and Twin Cities, MN
Fee Only Network. Certified financial planner. Minneapolis, Saint Paul, and Twin Cities, MN
FPA, Financial Planning Association. Minneapolis, Saint Paul, and Twin Cities, MN
SOA, Society of Actuaries. Minneapolis, Saint Paul, and Twin Cities, MN
American Academy of Actuaries. Minneapolis, Saint Paul, and Twin Cities, MN
CAIA Association, Chartered Alternative Investment Analyst. Minneapolis, Saint Paul, and Twin Cities

a registered investment adviser with State of Minnesota

Investment Adviser Public Disclosure website of SEC and FINRA -  Financial Industry Regulatory Authority 

MN Approval ADV Registration (pdf)

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Legal Disclosure

The charts are for informational purposes only and is not intended to be a projection or prediction of current or future performance of any specific product. All financial products have an element of risk and may experience loss. Past performance is not indicative of future results. 


All written content on this site is for information purposes only. Opinions expressed herein are solely those of UAK Diversified LLC dba UAK Diversified Wealth Management and our editorial staff. The information contained in this material has been derived from sources believed to be reliable, but is not guaranteed as to accuracy and completeness and does not purport to be a complete analysis of the materials discussed. All information and ideas should be discussed in detail with your individual adviser prior to implementation. Advisory services are offered by UAK Diversified LLC dba UAK Diversified Wealth Management a Registered Investment Advisor in the State of Minnesota. UAK Diversified Wealth Management is not affiliated with or endorsed by the Social Security Administration or any other government agency.


The presence of this website shall in no way be construed or interpreted as a solicitation to sell or offer to sell advisory services to any residents of any State other than the State of Minnesota or where otherwise legally permitted. All written content is for information purposes only. It is not intended to provide any tax or legal advice or provide the basis for any financial decisions.


Images and photographs are included for the sole purpose of visually enhancing the website. None of them are photographs of current or former Clients. They should not be construed as an endorsement or testimonial from any of the persons in the photograph.


These materials have been independently produced by UAK Diversified LLC.  UAK Diversified LLC is independent of, and has no affiliation with, Charles Schwab & Co., Inc. or any of its affiliates (“Schwab”). Schwab is a registered broker-dealer and member SIPC. Schwab has not created, supplied, licensed, endorsed, or otherwise sanctioned these materials nor has Schwab independently verified any of the information in them.  UAK Diversified LLC provides you with investment advice, while Schwab maintains custody of your assets in a brokerage account and will effect transactions for your account on our instruction.


We are Fiduciary, Independent, and Fee only financial advisors. You can expect Objectivity, Open Communication, Accountability, Discipline, and Coordination.  We are Registered investment advisors serving Saint Paul, Minneapolis, Rochester, and near Twin City areas and where otherwise legally permitted. Please Email us with inquiries.  


*UAK Diversified LLC is independent of, and has no affiliation with, GAMMA Investment Management, LLC or any of its affiliates.

Copyright © 2018 UAK Diversified - All Rights Reserved.